The FCA has issued a warning about the conduct of three individuals at an unnamed Discretionary Fund Manager (DFM).

Latest FCA data shows a sharp drop in the number of regulated firms in April as the number of authorised firms continues to tumble.

The Chartered Insurance Institute has appointed industry veteran Brian Caruth as interim Vice President for its 55 local institutes.

Wealth manager and Financial Planning firm Evelyn Partners has appointed Harrison Boar as a Financial Planner at its Chelmsford office.

The FCA has secured two orders to return over £130,000 to investors in two unauthorised collective investment schemes.

UK investors are turning away from ESG investments due to the pressures of the cost-of-living crisis, according to a new report.

Almost half (45%) of self-employed Britons are failing to save into a pension, according to a new report.

Ken Davy, chairman of fintech Fintel, is to step down as planned as chairman of the company at its AGM today.

Former PFS President Caroline Stuart is helping launch a one-day report-writing workshop in July to help industry professionals tackle the coming Consumer Duty challenges.

The Financial Services Compensation Scheme has launched an investigation into Newport-based Prism Independent Financial Advisers Ltd (FRN: 515431).