Adviser network Openwork has appointed Helen Longland as principal director of its business school.
Read more ...FCA to crack down on social media ads
- Monday, 17 July 2023
- Articles
The Financial Conduct Authority has outlined new guidance proposals aimed at combatting illegal and non-compliant social media ads and promotions and the potential damage from some ‘finfluencers.’
Read more ...P2P fraudsters cheated FCA Register
- Monday, 17 July 2023
- Articles
Two fraudsters involved in a £17.9m scam which saw the FCA Register cheated to convince investors they were legitimate have been sentenced to a combined eight years in prison.
Read more ...Chase de Vere reports profit and turnover rise
- Friday, 14 July 2023
- Articles
National IFA firm Chase de Vere has reported positive financial results for the year ending December 2022 with turnover and profit up despite a challenging economic environment.
Read more ...FCA probes platforms' cash interest policies
- Friday, 14 July 2023
- Articles
The FCA has written to investment platforms and SIPP providers to ask them to disclose how much of the interest they receive from cash and bank deposits they pass on to their customers.
Read more ...XPS to sell Master Trust firm for £42.5m
- Friday, 14 July 2023
- Articles
XPS Pensions Group is to sell its Master Trust pensions business XPS Pensions (Nexus) Limited to major Master Trust firm SEI for up to £42.5m.
Read more ...20% rise in complaints about FCA decisions
- Friday, 14 July 2023
- Articles
The Complaints Commissioner has reported a 20% rise in complaints about FCA's decisions on disputes in its annual report for the year ended in March.
Read more ...FCA plans to regulate AI and big tech
- Friday, 14 July 2023
- Articles
The Financial Conduct Authority has outlined plans to regulate financial firms which use AI (artificial intelligence) and financial technology companies.
Read more ...2 in 3 Planners expect Consumer Duty boost
- Thursday, 13 July 2023
- Articles
Close to two thirds (61%) of Financial Planners believe pension and retail investment products will see a boost from the FCA’s new Consumer Duty.
Read more ...Leeds private equity firm launches family office
- Thursday, 13 July 2023
- Articles
Leeds-based Traditum Private Equity has launched a family office service.
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