The Personal Finance Society, the biggest professional body for Financial Planners and Paraplanners, has called for more ‘proportional’ regulation by the FCA under its new strategy to avoid killing off parts of the advice sector.
Read more ...FCA issues warnings on 19 suspect firms in 7 days
- Friday, 08 April 2022
- Articles
The FCA has issued 19 warnings on unauthorised and clone firms in the past 7 days, a rate of nearly 3 per day.
Read more ...Adviser firm with 3 trading names fails
- Friday, 08 April 2022
- Articles
The Financial Services Compensation Scheme has declared in default a company with three trading names, including two Financial Planning arms, after at least one BSPS claim.
Read more ...Taskforce warns on vulnerability and sudden wealth
- Friday, 08 April 2022
- Articles
The Financial Vulnerability Taskforce, the industry body campaigning for better treatment of vulnerable clients, has launched a new guide to help planners work better with clients who are vulnerable due to experiencing ‘sudden wealth.’
Read more ...Time launches Planner IHT hub
- Friday, 08 April 2022
- Articles
A new online inheritance tax planning hub for Financial Planners has been launched by investment provider Time Investments.
Read more ...Retail fund outflows accelerate to £2.5bn
- Thursday, 07 April 2022
- Articles
Outflows from retail funds accelerated to £2.5bn in February, according to data published today by the Investment Association trade body.
Read more ...CII launches Planner career booster service
- Thursday, 07 April 2022
- Articles
The Chartered Insurance Institute has launched a career development platform for Financial Planners and insurance professionals.
Read more ...6 in 10 advisers report clients updating trusts
- Thursday, 07 April 2022
- Articles
Almost two thirds (60%) of financial advisers are seeing more clients looking to update their wills and trusts than before the Coronavirus pandemic, according to a new report.
Read more ...Chartered Planner to head new EQ South Coast office
- Thursday, 07 April 2022
- Articles
London-based wealth manager and Financial Planner EQ Investors is opening a new office in central Brighton, at Citibase in the Round Hill area of the city.
Read more ...FCA to publish metrics as it raises adviser fees 5.2%
- Thursday, 07 April 2022
- Articles
The Financial Conduct Authority will publish performance metrics for itself and the sector for the first time as it raises its annual funding requirement by 4.3%, according to the regulator’s business plan for the next three years.
Read more ...