The Financial Conduct Authority has told asset managers to review liquidity management in their funds.
Read more ...FCA raises Planner firm fees by 8.9%
- Wednesday, 05 July 2023
- Articles
The Financial Conduct Authority has confirmed it will raise its funding requirement for Financial Planning firms by 8.9% to £94.6m in 2023/24.
Read more ...FSCS may be extended to Long Term Asset Funds
- Friday, 30 June 2023
- Articles
The FCA is consulting on new rules which would extend FSCS protection to retail investors investing in Long Term Asset Funds (LTAFs).
Read more ...FCA bans Pembrokeshire BSPS adviser
- Thursday, 29 June 2023
- Articles
Financial adviser Denis Lee Morgan has been banned by the FCA from advising on pension transfers and opt outs following British Steel Pension Scheme advice failings.
Read more ...FCA's 'Top 10' Consumer Duty questions
- Wednesday, 28 June 2023
- Articles
The FCA has shared 10 questions for firms to consider ahead of its new Consumer Duty which comes into force on 31 July.
Read more ...FCA to impose 24 hour 'cooling off' period on crypto
- Thursday, 08 June 2023
- Articles
The FCA is to introduce tougher rules on cryptoasset marketing from October with a new ‘cooling off’ period added for first-time investors.
Read more ...PIMFA warns FCA proposals threaten MPS
- Thursday, 25 May 2023
- Articles
FCA proposals to align rules for fund managers and discretionary investment managers pose a “material threat” to managed portfolio services, according to wealth management trade association PIMFA.
Read more ...Brothers convicted over £750,000 scam investment firm
- Tuesday, 23 May 2023
- Articles
Two brothers have been convicted of fraud and money laundering after taking £750,000 out of a failed peer-to-peer style investment firm.
Read more ...FCA upholds ban on convicted ex-Quilter rep
- Tuesday, 23 May 2023
- Articles
The FCA has rejected an attempt by convicted fraudster and former Quilter worker David Nicholas King to regain authorisation so he could work for a chartered surveying firm.
Read more ...FSCS opens investigation into investment firm
- Thursday, 11 May 2023
- Articles
The Financial Services Compensation Scheme has launched an investigation into City-based investment firm Pello Capital (FRN 449720) after FCA concerns about fraud and money laundering.
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