A new online resource has been launched to help advisers through the ‘minefield’ of due diligence on platforms.

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The Pensions Regulator has begun a name and shame operation to show which companies are failing to comply with auto-enrolment.

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Ex-regulator Rory Percival has warned Financial Planners they have just 7 months to ensure the risk profile tools they use are ‘fit for purpose’.

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An adviser convicted of theft has lost his court appeal against an FCA ban despite claiming there was a ‘vendetta’ against him.

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Rory Percival, the former FCA technical specialist, is set to reveal the results of his review into the risk profiling tools market.

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Rory Percival, the former FCA technical specialist, is set to reveal the results of his review into the risk profiling tools market tomorrow.

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About 400 Financial Planners, Paraplanners, advisers, and wealth managers are attending the Morningstar Investment Conference UK, which began this morning.

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Rory Percival, the former FCA technical specialist, says practices around capacity for loss are “frankly very poor” among many firms – perhaps the majority.

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The total number of complaints reported to the FCA by firms in the second half of 2016 was 3.04 million.

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The firms which had the most complaints registered against them relating to pensions and decumulation were revealed today by the FCA.

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