Over 10,000 financial adverts and other promotions were withdrawn or changed last year following intervention from the FCA.
Read more ...Just 14% of crypto applications approved by FCA
- Thursday, 08 February 2024
- Articles
Only 14% of crypto-asset business registrations submitted to the FCA have been approved by the regulator since it became the crypto market supervisor in 2020.
Read more ...FCA to survey 25,000 regulated firms
- Friday, 02 February 2024
- Articles
The FCA and its Practitioner Panel are set to launch a joint survey of 25,000 regulated firms shortly to seek feedback on how the FCA is regulating the sector.
Read more ...Pension trustees falling short of TPR code
- Friday, 12 January 2024
- Articles
Many pension trustees are falling short of the standards of The Pension Regulator’s codes, the regulator has warned.
Read more ...New Regulators' Complaints Commissioner appointed
- Monday, 18 December 2023
- Articles
Experienced financial services lawyer Rachel Kent is to succeed Amerdeep Somal as the Financial Regulators' Complaints Commissioner, starting a five-year term starting on 1 January.
Read more ...FCA warns on unauthorised firm Charles Dickins
- Monday, 18 December 2023
- Articles
The FCA has issued a public warning about an unauthorised investment firm called Charles Dickins Ltd (sic) which may be providing or promoting financial services products without permission.
Read more ...How FCA’s new ‘simplified advice’ plans may work
- Friday, 08 December 2023
- Articles
The FCA has provided more details of what its ‘simplified advice’ or financial guidance proposals may look like if implemented.
Read more ...FCA gives investment companies disclosure boost
- Friday, 01 December 2023
- Articles
The FCA has published details of temporary measures which will give investment companies a chance to improve cost disclosure.
Read more ...FCA 'polluter pays' proposals cautiously welcomed by Planners
- Wednesday, 29 November 2023
- Articles
The FCA’s plans to make investment advisers set aside funds in advance to compensate investors if bad advice is given have been cautiously welcomed by Financial Planners.
Read more ...Advisers to set aside funds for 'bad advice' costs - FCA
- Wednesday, 29 November 2023
- Articles
The FCA has today published proposals to compel investment advisers to set aside funds in advance to compensate investors if bad advice is given.
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