An ex-BlackRock equity portfolio manager has today pleaded guilty to two counts of insider dealing.

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Six men have been banned by the FCA after over 100 investors lost just under £4.3 million.

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The PFS held talks with FCA chief executive Andrew Bailey to urge the regulator to look at a product levy and a combined PII solution to fund the FSCS.

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A new product levy is to be considered as part of the review of the FSCS, the FCA’s chief executive has revealed.

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Unregulated firms are in the firing line of the FCA.

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A Financial Planner has suggested new FCA rules around taping clients’ calls could undermine trust and might harm the reputation of the Financial Planning.

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The FCA is asking Financial Planners, Paraplanners, advisers and other financial services professionals: What is our mission?

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Two former finance firm directors whose “dishonesty and false representations” led to consumers losing about £33 million have been completely banned from working in financial services.

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The FCA and PRA have been accused of having “a deep seated culture of box-ticking”.

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A fund manager has lost his appeal against an FCA ban.

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