An ex-BlackRock equity portfolio manager has today pleaded guilty to two counts of insider dealing.
Read more ...Ex-BlackRock portfolio manager pleads guilty to insider dealing
- Wednesday, 02 November 2016
- Articles
Six banned by FCA after over 100 investors lost £4.3m
- Tuesday, 01 November 2016
- Articles
Six men have been banned by the FCA after over 100 investors lost just under £4.3 million.
Read more ...PFS met FCA chief over calls for new product levy
- Tuesday, 01 November 2016
- Articles
The PFS held talks with FCA chief executive Andrew Bailey to urge the regulator to look at a product levy and a combined PII solution to fund the FSCS.
Read more ...FSCS product levy being looked at, FCA chief reveals
- Monday, 31 October 2016
- Articles
A new product levy is to be considered as part of the review of the FSCS, the FCA’s chief executive has revealed.
Read more ...Unregulated firms in the FCA's firing line
- Thursday, 27 October 2016
- Articles
Planner fears client taping rules may harm Financial Planning
- Thursday, 27 October 2016
- Articles
A Financial Planner has suggested new FCA rules around taping clients’ calls could undermine trust and might harm the reputation of the Financial Planning.
Read more ...New FCA chief asks: What is our mission?
- Wednesday, 26 October 2016
- Articles
The FCA is asking Financial Planners, Paraplanners, advisers and other financial services professionals: What is our mission?
Read more ...'Dishonest' duo banned after consumers lost £33m via unregulated investments
- Tuesday, 25 October 2016
- Articles
Two former finance firm directors whose “dishonesty and false representations” led to consumers losing about £33 million have been completely banned from working in financial services.
Read more ...FCA accused of 'deep culture of box-ticking'
- Tuesday, 25 October 2016
- Articles
The FCA and PRA have been accused of having “a deep seated culture of box-ticking”.
Read more ...Fund manager banned after FCA 'not fit and proper' verdict
- Friday, 21 October 2016
- Articles