Changes that Sipp providers are being told to make to their illustration systems are ‘nonsensical’, a pensions firm director says.
Read more ...FCA specialist exits for adviser compliance firm
- Wednesday, 12 October 2016
- Articles
A Financial Conduct Authority conduct risk specialist has left the regulator for a consultancy firm which helps advisers with compliance.
Read more ...FCA fines bank £3.2m over anti-money laundering failings
- Wednesday, 12 October 2016
- Articles
The FCA has fined Sonali Bank’s UK arm £3,250,600 today and banned its former money laundering reporting officer.
Read more ...'Compulsory flexi-time is a must to attract women into finance'
- Tuesday, 11 October 2016
- Articles
A finance firm has urged the financial services sector to introduce compulsory flexible working hours to attract and retain more women.
Read more ...Advisers tell FCA: 'Huge' fees no longer acceptable
- Friday, 07 October 2016
- Articles
Advisers are demanding an end to the current system of paying for the FSCS and being saddled with “disproportionately huge” fees when they have a clean record on complaints.
Read more ...Revealed: Which firms top the FCA complaints tables
- Thursday, 06 October 2016
- Articles
The FCA league tables for most complained about firms in the investments and pensions sectors have been unveiled this morning.
Read more ...FCA fines Aviva £8m over 'failings'
- Wednesday, 05 October 2016
- Articles
FCA warns over unauthorised Canary Wharf asset manager
- Monday, 03 October 2016
- Articles
Planner fears phone recordings rule may damage firm's image
- Friday, 30 September 2016
- Articles
A Financial Planning firm boss fears that new FCA rules on recording client phone calls could create “completely the wrong image” for her business.
Read more ...Ex-Blackrock portfolio manager charged with insider dealing
- Thursday, 29 September 2016
- Articles
A former investment portfolio manager at Blackrock Investment Management has been charged with insider dealing.
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