The regulator has this morning stressed how advisers must handle insistent clients.
Read more ...Percival's risk profile tools warning for Financial Planners
- Tuesday, 24 January 2017
- Articles

Financial Planners must have been warned that risk profiling is a critical area and they must be clear over the pros and cons of the tools they are using.
Read more ...FCA plans 'fall short' on transaction costs transparency
- Wednesday, 04 January 2017
- Articles

FCA workplace pensions proposals fail to provide complete transparency around transaction costs, compliance firm claims.
Read more ...Rory Percival warns: Many risk profiling problems still exist
- Wednesday, 21 December 2016
- Articles

Many problems surrounding risk profiling that were laid bare in an FSA report six years ago still exist, a former FCA technical specialist says.
Read more ...Clients can pay for lump sum advice in instalments - FCA
- Friday, 16 December 2016
- Articles

Clients are allowed to pay for advice on lump sum investments in instalments, the regulator has reiterated in a notice to advisers, following findings in FAMR.
Read more ...New PII rules eyed as FCA bids to stop firms' 'riskier practices'
- Wednesday, 14 December 2016
- Articles

New PII rules are being considered by the FCA in a bid to prevent firms from “riskier practices”.
Read more ...Providers to pay more for FSCS to even 'burden' on advisers
- Wednesday, 14 December 2016
- Articles

Product providers will have to cough up more to fund the FSCS under plans unveiled this morning.
Read more ...New suitability report guidance released after talks with FCA
- Tuesday, 13 December 2016
- Articles

The FCA has been urged to do more to encourage advisers to cut down lengthy suitability reports.
Read more ...FCA warns pension firms over high cost risks found in review
- Tuesday, 13 December 2016
- Articles

The FCA’s chief executive has warned some pension providers they must take action quickly after the regulator found customers were still at risk of high costs and charges.
Read more ...Schwarzenegger aid's mass advice firm gets FCA green light
- Monday, 12 December 2016
- Articles

A company whose founder is Arnold Schwarzenegger’s aid on a new US version of the TV show The Apprentice has been granted full FCA authorisation.
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