The Financial Conduct Authority (FCA) has launched a consultation on its approach to the regulation of international firms operating in the UK as it considers its post-Brexit approach.
Read more ...FCA launches consultation on approach to international firms
- Thursday, 24 September 2020
- Articles
Regulators consult on revised complaints system
- Wednesday, 22 July 2020
- Articles
The FCA, PRA and Bank of England are consulting on an updated Complaints Scheme to make it simpler and more "user friendly."
Read more ...TPR unveils interim rules for DB 'superfunds'
- Thursday, 18 June 2020
- Articles
The Pensions Regulator (TPR) has unveiled guidance it expects new 'superfunds' to meet to ensure savers in defined benefit (DB) schemes are protected ahead of Government legislation.
Read more ...PIMFA questions whether FCA is ‘fit for purpose’
- Monday, 02 March 2020
- Articles
Wealth manager trade association PIMFA has questioned whether the Financial Conduct Authority remains ‘fit for purpose’ and is capable of dealing with all the problems facing the financial sector without major reform.
Read more ...PFS questions FCA’s ‘data-driven’ regulation plans
- Wednesday, 08 January 2020
- Articles
The 40,000-member Personal Financial Society, which represents most of the UK’s Financial Planners, has questioned the FCA’s 5 year plan to become a ‘data-driven’ regulator.
Read more ...Client referrals and extra staff top adviser 2020 growth plans
- Friday, 03 January 2020
- Articles
Client referrals and pension transfers were seen as the biggest opportunity areas by financial advisers in 2019, according to a survey by fintech Intelliflo.
Read more ...TPR publishes new investment governance rules guidance
- Friday, 29 November 2019
- Articles
The Pensions Regulator has published new guidance on investment governance rules.
Read more ...Children’s nursery and director fined £8,200 for misleading TPR
- Thursday, 21 November 2019
- Articles
A pre-school nursery and its main director have been ordered to pay £8,200 for failing to comply with their pension duties and for misleading The Pensions Regulator (TPR) by falsely claiming staff had been put into a pension.
Read more ...FCA warns over unauthorised advice firm
- Friday, 01 November 2019
- Articles
The FCA has issued a warning over a New York-based advice firm, which, it says, is operating in the UK without authorisation.
Read more ...PIMFA urges FCA to avoid ban on contingent charging
- Monday, 28 October 2019
- Articles
Trade association PIMFA, which represents 1,000 investment managers and financial advisers, has called on the FCA to “raise the bar” instead of banning contingent charging.
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