UBS AG (UBS) has been fined £27,599,400 by the FCA for failings relating to transaction reporting.
Read more ...More than 600 ‘ambulance chasers’ register with FCA
- Tuesday, 19 March 2019
- Articles
The FCA has revealed more than 600 so-called ‘ambulance chaser’, or claims management companies (CMCs), have registered with the authority.
Read more ...Spring Statement: UK financial services laws could change
- Wednesday, 13 March 2019
- Articles
Brexit could be followed by significant change to financial services regulation in the UK, Chancellor Philip Hammond indicated today in his Spring Statement.
Read more ...FCA reveals final rules on financial services directory
- Friday, 08 March 2019
- Articles
The FCA has announced the final rules on the Directory - a new public register that enables consumers, firms and others to find information on key individuals working in financial services.
Read more ...FSCS refuses claims against failed £236m mini-bond firm
- Thursday, 07 March 2019
- Articles
The Financial Services Compensation Scheme has said it will not accept claims over collapsed mini-bond firm London Capital & Finance (LCF).
Read more ...FCA publishes new asset management rules
- Monday, 04 February 2019
- Articles
The FCA has published new rules and guidance aimed at improving the quality of the information available to consumers about the funds they invest in.
Read more ...FCA and Practitioner Panel launch joint survey
- Wednesday, 30 January 2019
- Articles
FCA consults on guidance over cryptocurrency assets like Bitcoin
- Thursday, 24 January 2019
- Articles
The FCA has launched a consultation on the cryptoasset activities it regulates.
Read more ...FCA launches consultation on senior managers and certification
- Wednesday, 23 January 2019
- Articles
The FCA has launched a new consultation on the Senior Managers and Certification Regime, which proposed a number of regulatory changes.
Read more ...FCA’s Bailey warns CEOs over ‘misleading’ financial promotions
- Thursday, 10 January 2019
- Articles
FCA chief executive Andrew Bailey has warned firms not to ‘mislead’ customers over investments.
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