The Treasury has today launched an independent review of the prudential supervision of the Co-operative Bank between 2008 and 2013.
Read more ...FCA bans and fines ex-Deutsche Bank trader
- Monday, 05 March 2018
- Articles
The FCA has banned and fined a former Deutsche Bank short-term interest rate derivatives trader.
Read more ...Make fund constraints clearer, FCA tells managers after probe
- Monday, 05 March 2018
- Articles
The FCA has told managers of 64 funds to make it “clearer” to consumers how constrained they are, it has been revealed.
Read more ...FSCS investigates after FCA bar on insolvent firms
- Monday, 05 March 2018
- Articles
The FSCS is investigating the impact for clients of Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL) after the FCA imposed sweeping restrictions on Friday.
Read more ...DB transfer changed my client's life for the best, Chartered Financial Planner reveals
- Friday, 02 March 2018
- Articles
A client who suffered a devastating car accident shows how DB transfers can change lives for the better, a Chartered Financial Planner says.
Read more ...‘Cashflow model only way to assess client’s risk’
- Friday, 02 March 2018
- Articles
Cashflow modelling is the “only authentic way” to assess a client’s risk.
Read more ...New rules on switching annuity provider kick in
- Thursday, 01 March 2018
- Articles
Firms must inform consumers how much they could gain from shopping around and switching provider before they buy an annuity, under new rules which take effect today.
Read more ...FCA orders firm to pay £170m in compensation and fines
- Tuesday, 27 February 2018
- Articles
A finance firm must pay £169m in compensation and a £2m fine for failing to tell customers the full cost of a product.
Read more ...FCA reveals plans for ‘wider’ public register
- Monday, 26 February 2018
- Articles
The FCA is proposing to retain a wider-scale public register of advisers and others working at financial services firms, it announced this morning.
Read more ...FCA: 'Machines' can execute our rules
- Tuesday, 20 February 2018
- Articles
Tests conducted by the FCA have proved that 'machines' can execute its rules.
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