The FCA has launched a new consultation on the Senior Managers and Certification Regime, which proposed a number of regulatory changes.
FCA chief executive Andrew Bailey has warned firms not to ‘mislead’ customers over investments.
The notification window for the temporary permissions regime, in the event of a ‘no-deal’ Brexit, is now open.
Dame Colette Bowe, a former chief executive of the UK’s top financial regulator, and Dame Jayne-Anne Gadhia, former chief executive of Virgin Money, have been appointed to the powerful Financial Policy Committee.
Claims management companies (CMCs) - so-called ‘ambulance chasers’ - can now register for the temporary permission they need to operate when the FCA takes over regulation.
The FCA has ordered a firm to immediately cease marketing its ISA and Bond products.
The FCA has revealed a new initiative aimed at tackling ‘phoenixing.’
FCA chief executive Andrew Bailey has written to MPs promising to improve the quality of data on the FCA Register amid fears over the volume of incorrect information being provided to consumers.
Andrew Bailey has called on EU regulators to better engage with the FCA to reach agreement ahead of Brexit.
Applications for the latest cohort of the FCA’s regulatory sandbox are now open.
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