The FCA’s thematic review - which investigated how firms were providing retirement income advice - has demonstrated the value of a good Financial Planner, according to financial professionals.
Read more ...Experts says FCA review highlights key role of Planners
- Wednesday, 20 March 2024
- Articles
FCA dials down Consumer Duty enforcement rhetoric
- Thursday, 14 March 2024
- Articles
FCA CEO Nikhil Rathi has said that the FCA will take a ‘pragmatic’ approach to enforcing its new Consumer Duty.
Read more ...Boundary Review considering digitalisation – Rathi
- Wednesday, 13 March 2024
- Articles
The Advice Guidance Boundary Review is considering the role of digital and automated channels in order for consumers to access pensions planning support, according to FCA CEO Nikhil Rathi.
Read more ...ABI wants decumulation included in FCA ‘simplified advice’
- Wednesday, 28 February 2024
- Articles
The ABI, the trade body for insurance and long-term savings providers, has urged the FCA to include pensions decumulation in its proposed 'simplified advice' rules.
Read more ...Treasury asks FCA to publish AI strategy
- Thursday, 15 February 2024
- Articles
The Treasury has written to the FCA and other regulators asking them to disclose their strategies on Artificial Intelligence (AI) regulation.
Read more ...FCA to quiz top 20 advice firms about ongoing fees
- Thursday, 15 February 2024
- Articles
The FCA is to quiz the 20 biggest advice firms about their ongoing advice fees and how they are monitoring implementation of the Consumer Duty.
Read more ...3 arrested in major insider dealing probe
- Wednesday, 14 February 2024
- Articles
Three London-based men have been arrested on suspicion of insider dealing, conspiracy to insider deal and money laundering linked to organised crime.
Read more ...Over 10,000 ads axed after FCA intervention
- Wednesday, 14 February 2024
- Articles
Over 10,000 financial adverts and other promotions were withdrawn or changed last year following intervention from the FCA.
Read more ...Just 14% of crypto applications approved by FCA
- Thursday, 08 February 2024
- Articles
Only 14% of crypto-asset business registrations submitted to the FCA have been approved by the regulator since it became the crypto market supervisor in 2020.
Read more ...FCA to survey 25,000 regulated firms
- Friday, 02 February 2024
- Articles
The FCA and its Practitioner Panel are set to launch a joint survey of 25,000 regulated firms shortly to seek feedback on how the FCA is regulating the sector.
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