Many pension trustees are falling short of the standards of The Pension Regulator’s codes, the regulator has warned.

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Experienced financial services lawyer Rachel Kent is to succeed Amerdeep Somal as the Financial Regulators' Complaints Commissioner, starting a five-year term starting on 1 January.

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The FCA has issued a public warning about an unauthorised investment firm called Charles Dickins Ltd (sic) which may be providing or promoting financial services products without permission.

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The FCA has provided more details of what its ‘simplified advice’ or financial guidance proposals may look like if implemented.

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The FCA has published details of temporary measures which will give investment companies a chance to improve cost disclosure.

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The FCA’s plans to make investment advisers set aside funds in advance to compensate investors if bad advice is given have been cautiously welcomed by Financial Planners.

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The FCA has today published proposals to compel investment advisers to set aside funds in advance to compensate investors if bad advice is given.

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The Personal Finance Society has welcomed confirmation from Chancellor Jeremy Hunt that the EU’s Packaged Retail and Insurance-based Investment Products (PRIIPS) regime will be replaced with a new UK-focused regime.

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The Financial Conduct Authority has released plans to split its fee-blocks for principal firms.

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Bath-based investment adviser firm Ian Slinger (FRN: 723069) has had its Part 4A permissions to carry out regulated business removed by the FCA due to non submission of required returns.

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