The FCA has issued a warning notice that it is preparing to take action against high profile fund manager Crispin Odey for demonstrating a "lack of integrity."
The FCA has fined Kristo Käärmann, the CEO of Wise plc and senior manager of Wise Assets UK Ltd, £350,000 for breaching a senior manager conduct rule.
MCI Global Investments Advisors Limited, which manages the Novus Black alternative investment fund, has entered Creditors’ Voluntary Liquidation.
Firms in the retail investments sector, which includes most financial advice firms, had one of the lowest levels of satisfaction with their relationship with the FCA.
The FCA has halted ISA business at crowd-funding platform Nextcrowd over concerns about potential “serious regulatory breaches.”
The FCA is interviewing 20 finfluencers under caution as part of a “targeted action” against illegal financial influencers.
The FCA has launched an AI Lab to help the firms it regulates build and implement artificial intelligence solutions.
The Financial Conduct Authority is to review soaring insurance premiums for home and motor insurance and the practice in some markets of paying for insurance in instalments.
The FCA’s advice guidance boundary review will boost growth for the Financial Planning sector, according to the Chair of the regulator.
The FCA has fined Starling Bank just under £29m for financial crime failings related to its financial sanctions screening.
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