Financial adviser Denis Lee Morgan has been banned by the FCA from advising on pension transfers and opt outs following British Steel Pension Scheme advice failings.

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The FCA has shared 10 questions for firms to consider ahead of its new Consumer Duty which comes into force on 31 July.

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The FCA is to introduce tougher rules on cryptoasset marketing from October with a new ‘cooling off’ period added for first-time investors.

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FCA proposals to align rules for fund managers and discretionary investment managers pose a “material threat” to managed portfolio services, according to wealth management trade association PIMFA.

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Two brothers have been convicted of fraud and money laundering after taking £750,000 out of a failed peer-to-peer style investment firm.

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The FCA has rejected an attempt by convicted fraudster and former Quilter worker David Nicholas King to regain authorisation so he could work for a chartered surveying firm.

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The Financial Services Compensation Scheme has launched an investigation into City-based investment firm Pello Capital (FRN 449720) after FCA concerns about fraud and money laundering.

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The FCA is planning a raft of measures to improve support for whistleblowers to give them more confidence in coming forward.

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The Financial Conduct Authority has proposed “significant changes” to the UK listing regime to encourage more companies to list in the UK.

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The FCA has moved to provisionally halt regulated business at Mayfair-based financial adviser Kingsbridge Capital Advisors Ltd (KCAL) over alleged non payment of FCA fees.

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