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FCA to survey 25,000 regulated firms

The FCA and its Practitioner Panel are set to launch a joint survey of 25,000 regulated firms shortly to seek feedback on how the FCA is regulating the sector.

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Pension trustees falling short of TPR code

Many pension trustees are falling short of the standards of The Pension Regulator’s codes, the regulator has warned.

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New Regulators' Complaints Commissioner appointed

Experienced financial services lawyer Rachel Kent is to succeed Amerdeep Somal as the Financial Regulators' Complaints Commissioner, starting a five-year term starting on 1 January.

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FCA warns on unauthorised firm Charles Dickins

The FCA has issued a public warning about an unauthorised investment firm called Charles Dickins Ltd (sic) which may be providing or promoting financial services products without permission.

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