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LangCat adds policy tracker to regulation software

The LangCat has added a policy tracker to its regulation software for financial services firms.

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FCA warns firms over appointed representative rules

The FCA has warned firms to ensure that they comply with new rules that strengthen the responsibilities and expectations of principals in relation to their appointed representatives (ARs).

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FCA uncovers poor advice in later life mortgage sector

The Financial Conduct Authority has demanded improvements in the later life mortgage / equity release sector after finding evidence of poor advice and misleading promotions.

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Editor’s Comment: A dangerous crypto game for FCA

I’m not a fan of crypto investing. It’s possibly one of the nastiest and least useful new investment sectors of the last 10 years, if you can call it an investment sector.

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