The FCA’s upcoming advice guidance proposals will focus on helping consumers understand their choices around pensions, according to the regulator’s chief operating officer Emily Shepperd.
Read more ...FCA reveals crypto regulation plan as ownership rises 20%
- Tuesday, 26 November 2024
- Articles
The FCA has published an indicative roadmap of key dates for the development and introduction of the UK’s crypto regime as new research revealed crypto ownership has risen 20%.
Read more ...Editor’s Comment: FCA must get ‘naming and shaming’ right
- Monday, 18 November 2024
- Articles
It’s no secret that the FCA has come in for flak over it’s naming and shaming enforcement plans and it’s no surprise it has decided to dilute them as a result. But should it be backing off?
Read more ...FCA cancels permissions of Kent IFA
- Thursday, 14 November 2024
- Articles
The FCA has cancelled the Part 4A permission to carry out regulated business of Kent-based IFA The Pentagon Partnership (FRN: 627747).
Read more ...FCA convicts duo for £1.5m clone websites scam
- Thursday, 07 November 2024
- Articles
Two individuals running a fake investment scam - which used clone websites and other methods to target investors - have been convicted by the FCA for their roles in a £1.5m fraud.
Read more ...FCA promises to cut Consumer Duty duplication and confusion
- Thursday, 07 November 2024
- Articles
The FCA has given one of its strongest hints yet that reform of the Consumer Duty is on the way and what direction it might take.
Read more ...FCA readies action against Crispin Odey over 'lack of integrity'
- Friday, 01 November 2024
- Articles
The FCA has issued a warning notice that it is preparing to take action against high profile fund manager Crispin Odey for demonstrating a "lack of integrity."
Read more ...FCA fines CEO of Wise £350,000 for senior manager failings
- Monday, 28 October 2024
- Articles
The FCA has fined Kristo Käärmann, the CEO of Wise plc and senior manager of Wise Assets UK Ltd, £350,000 for breaching a senior manager conduct rule.
Read more ...Fund manager enters liquidation after FCA intervention
- Friday, 25 October 2024
- Articles
MCI Global Investments Advisors Limited, which manages the Novus Black alternative investment fund, has entered Creditors’ Voluntary Liquidation.
Read more ...Advisers among those with lowest satisfaction with FCA
- Thursday, 24 October 2024
- Articles
Firms in the retail investments sector, which includes most financial advice firms, had one of the lowest levels of satisfaction with their relationship with the FCA.
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